This chapter examines liberal theories of international politics, focusing on a series of questions that are relevant for understanding not only strands of liberal theorizing but also how theorizing can inform political practices. The chapter considers how liberalism emerged and four central processes of interest to liberalism: globalization, democratization, institutionalization, and regional integration. The chapter also considers various forms of liberal theorizing on war and peace, democracy, norms, and interdependence. It examines a case study of the European Union as an embodiment of key liberal principles.
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6. Liberalism
Knud Erik Jørgensen
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Introduction
Lise Rakner and Vicky Randall
This edition examines the changing nature of politics in the developing world in the twenty-first century, with emphasis on the complex and changing nexus between state and society. It analyses key developments and debates, and this is illustrated by current examples drawn from the global South, tackling a range of issues such as institutions and governance, the growing importance of alternative politics and social movements, security, and post-conflict state-crafting. The text also discusses the Arab Spring and South–South relations and offers new case studies of Syria and the Sudan as well as China, India, and Brazil. This introduction considers the question of the meaningfulness of the Third World as an organizing concept, whether politics is an independent or a dependent variable, and a number of major interconnected global trends that have resulted in a growing convergence in the developing world. It also provides an overview of the organization of this edition.
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12. The Modern State
Characteristics, Capabilities, and Consequences
Anna Persson
This chapter examines the concept of the modern state in a developing world context. More specifically, it considers the characteristics and capabilities that define the modern state and the extent to which the state can be regarded as an autonomous actor with the potential to influence development outcomes. After providing an overview of the role of the state as a potential driver of development, the chapter discusses statehood in the contemporary world and how the evolution of the modern state can be understood. It then asks how different patterns of state formation affect the ways that states further consolidate and develop. It also explains the distinction between the ‘weak’ state found in the majority of developing countries and the ‘strong’ state typically found in the industrialized parts of the world. Finally, it tackles the question of institutional reform from ‘the outside’ and its implications for development.
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20. Indonesia
Dynamics of Regime Change
Gyda Marås Sindre
This chapter examines the dynamics of regime change in Indonesia since 1998, with a particular focus on political mobilization against the backdrop of institutional reform. In the decade since the collapse of the ‘New Order’ — that is, the authoritarian military-based regime that governed Indonesia from 1966 to 1998 — Indonesia has become one of the few success stories in the post-1970s wave of democratization in the Global South. In addition to being considered the most stable and the freest democracy in South East Asia, Indonesia remains the region’s largest and fastest growing economy. The chapter first provides an overview of the legacies of authoritarianism in Indonesia before discussing the government’s radical reform agenda of democratization and decentralization after 1998. It then looks at political mobilization and participation that accompanied regime change in Indonesia and concludes with an assessment of the role of civil society in political mobilization.
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Introduction: US foreign policy—past, present, and future
Michael Cox and Doug Stokes
This edition provides an account of contemporary U.S. foreign policy. There are at least five broad themes that inform the text. The first is the importance of the past for understanding the present. The second concerns the complex relationship between foreign policy and America’s longer-term goals and interests. Policy makers have assumed that the international order that would best advance American interests would be composed primarily of democratic states, open markets, and self-determining nations. The third theme is the importance of the ‘domestic’ in shaping U.S. foreign policy choices, including factors such as interest groups, the role of institutions, and the power of ideas. The fourth theme relates to the issue of perspective or ‘balance’, and the fifth and final theme refers to the fact that whatever one might think of the United States past, present, or future, it is simply too important to be ignored.
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5. Neoliberalism
Jennifer Sterling-Folker
This chapter examines the neoliberalist argument that international institutions promote international cooperation. While neoliberalism acknowledges that cooperation can be difficult to achieve in anarchic conditions, it insists that institutions allow states to overcome a variety of collective action impediments. The central concern of neoliberal analysis is how institutions do so, and how they might be redesigned to more efficiently obtain cooperative outcomes. This chapter considers three questions that are relevant for understanding neoliberal contributions: How did neoliberalism emerge? What are the barriers to international cooperation? How does neoliberalism study international institutions? The chapter uses the World Trade Organization as a case study to illustrate the importance of institutional design for international free trade cooperation. Along the way, various concepts such as interdependence, hegemonic stability, hegemon, bargaining, defection, compliance, autonomy, and principal–agent theory are discussed, along with the game known as Prisoner’s Dilemma.
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22. Iraq
A Failing State?
Nadje Al-Ali and Nicola Pratt
This chapter examines whether Iraq is a failed state and how it drew such characterization. It focuses on the period since the U.S.-led invasion of Iraq in 2003 that toppled Saddam Hussein. The chapter considers three areas: the reconstruction of Iraq’s political institutions; post-invasion violence and security; and human and economic development. It shows how the failure to reconstruct political institutions capable of reconciling Iraq’s different political groupings has weakened central government, exacerbated corruption within state institutions, and contributed to ethnic/sectarian violence, thereby creating a favourable environment for the emergence of the Islamic State. The chapter argues that the Iraqi state is failing to provide necessary services and infrastructure for economic and human development and even basic security for much of the population.
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3. Institutional Perspectives
Lise Rakner and Vicky Randall
This chapter examines the role of institutions and how institutionalism is applied in the analysis of politics in the developing world. It begins with a discussion of three main strands of institutionalism: sociological institutionalism, rational choice institutionalism, and historical institutionalism. It then considers political institutions in developing countries as well as the interrelationship between formal and informal institutions. Three cases are presented: the case from sub-Saharan Africa illustrates the salience of neo-patrimonial politics and competing informal and formal institutions, the second case relates to campaign clientelism in Peru and the third is concerned with electoral quotas in India. The chapter concludes by addressing the question of the extent to which the new institutionalism is an appropriate tool of analysis for developing countries.
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9. Regionalism and Alliances in the Middle East
Louise Fawcett
This chapter describes the changing dynamics of regionalism and alliance-making in the Middle East, processes that are closely related to and reflect states' foreign and domestic policy choices. The Middle East is not a region without regionalism at the societal or interstate level. There have been multiple forces for cooperation, particularly in the Arab world, based upon common identity, interests and beliefs; multiple alliances that intersect the Arab and non-Arab world; and evidence of cooperation in both broader and narrower regional settings like the Gulf. Global as well as regional trends and influences also push the Middle East into new arenas of cooperation. However, outcomes are mixed: an array of factors including regime insecurity, local rivalries, and external influence inhibit attempts at regional cooperation. Events since the Arab Spring have presented opportunities but also further challenges for Arab regional institutions as new divides and regional alignments emerge.
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11. Institutional Drivers of Democracy
This chapter describes how the institutional design of new democracies affect their political evolution. By institutions, it refers to formal political institutions, including political parties, electoral systems, and state design (namely federal versus unitary states). In addition to the decision to create a federal versus a unitary state, some scholars and policymakers have advocated for a consociational approach to democracy in countries that feature significant ethnic, religious or other cleavages. Consociational democracy is essentially a democracy that allows for significant power sharing—or the ability to access positions of power—among the country's various factions. Ultimately, institutions can play a particularly critical role in the consolidation and sustainment of democracy because they structure and constrain political behaviour. The chapter then considers the relationship between institutions and democratization.
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13. Conventional Citizen Participation
Ian McAllister and Stephen White
This chapter examines the most visible and politically important act of conventional citizen participation: turning out to vote in a national election. Patterns of political participation are influenced by a variety of institutional factors, such as the type of electoral system and the number of political parties in a country, along with individual socioeconomic factors such as a person’s educational attainments or income. A particular problem in many previously authoritarian societies is the absence of a diverse civil society, so that the social trust upon which a healthy democracy depends is often absent. The chapter first considers various dimensions of political participation before discussing voter turnout in democratic countries. It then analyses the effects of institutional arrangements such as election rules, the type of electoral system, and the party system on political participation. Finally, it describes some of the factors that determine whether or not citizens participate in politics.
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15. Institutional Design in New Democracies
Matthijs Bogaards
This chapter focuses on electoral systems and institutional design in new democracies. It first compares Maurice Duverger’s electoral laws with those of Giovanni Sartori before discussing the main insights from the literature on electoral systems in established democracies as well as evidence from new democracies. It then considers the impact of the electoral law on the type of party system and its role as intermediary between society and government in plural societies. It also examines the party system as an independent variable, along with dependent variables such as the number of political parties, social cleavages, and presidentialism. Finally, it discusses consociational democracy and how electoral system design can be used in managing ethnic conflicts.
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7. Neoliberalism
Jennifer Sterling-Folker
This chapter examines the neoliberalist argument that international institutions promote international cooperation. While neoliberalism acknowledges that cooperation can be difficult to achieve in anarchic conditions, it insists that institutions allow states to overcome a variety of collective action impediments. The central concern of neoliberal analysis is how institutions do so, and how they might be redesigned to more efficiently obtain cooperative outcomes. This chapter considers a series of questions that are relevant for understanding neoliberal contributions: How did neoliberalism emerge? What are the barriers to international cooperation? How does neoliberalism study international institutions? What will become of these institutions in an age of rising right-wing populism and global inequalities? The chapter uses the World Trade Organization as a case study to illustrate the importance of institutional design for international free trade cooperation. Along the way, various concepts such as interdependence, hegemonic stability, hegemon, bargaining, defection, compliance, autonomy, and principal–agent theory are discussed, along with the game known as Prisoner’s Dilemma.
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7. International Organizations in Global Politics
This chapter addresses the nature of international organizations and how they are generally theorized as participants in global politics and then reviews the rise of international organizations from a historical perspective, with particular reference to developments from the nineteenth century onwards. It also discusses the major intergovernmental institutions that emerged in the twentieth century and which have played such an important role in shaping global order. The chapter briefly looks at the League of Nations but most attention is given to its successor, the United Nations (UN), and its various appendages. It then examines the world of non-governmental organizations (NGOs). Some of these NGOs possess significant status in the global sphere, others have little relevance, and still others pose dangers. Finally, the chapter considers social movements and their relationship to the contemporary world of international organizations along with the idea of global civil society. In reviewing these institutions, actors, and ideas, we should keep in mind that liberal international theory, especially in the form of liberal institutionalism, as well as proponents of international society, regard robust international organizations as essential building blocks of global order.
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5. Human Rights in Comparative Politics
Sonia Cardenas
This chapter examines the importance of comparative politics for understanding human rights practices. Comparative politics has advanced our knowledge of why states sometimes violate internationally recognized human rights. Both domestic incentives and exclusionary ideologies increase the likelihood of rights violations. On the other hand, comparative politics has attempted to explain human rights protection, showing how domestic structures (both societal groups and state institutions) can influence reform efforts. This chapter first consider alternative logics of comparison, including the merits of comparing a small versus a large number of cases and human rights within or across regions. It then explores the leading domestic-level explanations for why human rights violations occur. It also describes the use of domestic–international linkages to explain otherwise perplexing human rights outcomes. Finally, it analyses the ways in which, in the context of globalization, comparative politics shapes human rights practices.
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7. Global economic and trade governance
This chapter addresses the intersection of international law and international politics as it relates to global trade. To study global economic governance is to study international law, international relations, and international political economy (IPE) all at once. The chapter begins with a brief introduction to IPE, a discipline which seeks to understand the workings of the global economy in its political context. It examines the relationship between economic globalization and state sovereignty, before turning to the construction of the postwar global economic order, with a focus on the Bretton Woods institutions. The postwar global economic order has often been described as ‘liberal’ by virtue of its underlying assumptions and the ideological convictions of its framers. Importantly, the postwar liberal order was built by, and for, the developed countries of the Global North-a fact that has informed critiques emanating from the developing countries of the Global South. The chapter then assesses global trade governance, analysing the structure, powers, and role of the World Trade Organization.
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3. Cooperation and Conflict in the Global Political Economy
Vinod K. Aggarwal and Cédric Dupont
This chapter discusses the problems of collaboration and coordination in the global political economy. It first identifies situations that might require states to work with each other to achieve a desired outcome. It then turns to a focus on basic game theory as an analytical tool to tackle the nature of collaboration and coordination efforts. International cooperation can help to address three typical problems associated with the process of global economic integration: a temptation to free ride, an inhibiting fear, and a need to find meeting points in situations where collaboration will produce differing costs and benefits to governments. Different types of problems associated with the process of global integration call for different solutions to address these three typical problems, ranging from the provision of binding rules to facilitating mechanisms. A country's need for international cooperation depends on its sociopolitical structure as well as on the structure and flexibility of its economy. Finally, the chapter considers how institutions might play a role in enhancing the prospects for cooperative behaviour.
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12. The Big Question: World Order or World Chaos?
This final chapter addresses a really big question: are international relations heading towards order or chaos? To answer this question, it interrogates the different IR theories presented in previous chapters. An initial section provides a conceptual map, based on a review of different understandings of the concept of world order. The chapter proceeds by discussing the effect of the rise of authoritarian power such as China, new challenges in established democracies, fragile states in the Global South, and the governance provided by international institutions. The chapter ends by arguing that the glass is at the same time half-full and half-empty: the world faces new and formidable challenges and we are very far from meeting current aspirations for world order; at the same time, global relations are much more ordered than they used to be just a few generations ago—and things are far better than many pessimists claim.
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4. Liberalism
This chapter examines the liberal tradition in international relations (IR). It first considers the basic liberal assumptions, including a positive view of human nature and the belief that IR can be cooperative rather than conflictual. In their conceptions of international cooperation, liberal theorists emphasize different features of world politics. The chapter explores the ideas associated with four strands of liberal thought, namely: sociological liberalism, interdependence liberalism, institutional liberalism, and republican liberalism. It also discusses the debate between proponents of liberalism and neorealism, and it identifies a general distinction between weak liberal theories that are close to neorealism and strong liberal theories that challenge neorealism. Finally, it reviews the liberal view of world order and the notion that there is a ‘dark’ side of democracy.
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18. Chinese Grand Strategy
Oriana Skylar Mastro
This chapter considers how China’s grand strategy has evolved over time from strategies of survival under Mao Zedong and Deng Xiaoping to regaining its standing as a major power under Jiang Zemin, Hu Jintao, and now Xi Jinping. It looks at the way Xi’s China has been particularly proactive about building Chinese economic, military, and political power and the way he has leveraged this power to make China a global power and a dominant power in Asia. In addition to external threats and opportunities, it considers how domestic factors have also shaped the contours of Chinese grand strategy. The chapter then analyses how debates about Chinese intentions, in particular towards international institutions and military expansion, colour perspectives on the potential impact of Chinese grand strategy. The main focus is on the evolution of Chinese grand strategy, its drivers, and its implications.
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