This chapter introduces the ‘mosaic of integration theory’ as a pluralist approach and heuristic device which centres on the variety of research questions and objectives raised by the broad spectrum of integration theorists operating in different areas and pursuing different purposes. The metaphor of the ‘mosaic’ indicates that each theoretical approach can be seen as a stone that adds to the picture of the EU as an unfinished and changing order. The mosaic approach rests on general conceptual definitions, for example, of ‘integration’ and ‘theory’ based on distinctions between ‘narrow’ and ‘broader’ definitions of integration: broader definitions of integration include both a social process (the shifting of loyalties) and a political process (the construction of new political institutions) while narrower definitions centre on the political institutions. The chapter differentiates three distinct uses of theory that are represented by this book’s contributions and form part of the mosaic approach, for example, theory as ‘explanation and understanding’, as ‘description and analysis’, or as ‘critique and normative intervention’. These uses are applied to study politics, polity, and policy as the three main areas of integration over distinct periods. Finally, the chapter introduces this book’s common research questions about economic, refugee, and security crises, and introduces all contributions.
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Chapter
1. Introducing the Mosaic of Integration Theory
Thomas Diez and Antje Wiener
Chapter
17. Organized Interests
This chapter focuses on the so-called organized interests, whose interaction with the formal European Union (EU) institutions is a central component of the EU’s decision-making process. The term ‘interest group’ refers to a range of organizations outside of the formal institutions that seek to influence decision making. They provide a link between state actors and the rest of society, also known as ‘civil society’. The chapter first considers the general growth of interest group activity at the European level before discussing the types of group that try to influence EU policy making and the forms of representation open to interests. It then explores the strategies and tactics that interest groups use to try to influence the different institutions. Finally, it analyses the issue of regulating interest group access to the EU institutions.
Chapter
5. The Institutional Framework
Sophie Vanhoonacker and Karolina Pomorska
This chapter examines the institutional context of the European Union's international relations. EU institutions such as the Council, Commission, European Parliament, and the Court of Justice play substantially different roles depending on the policy area. Such variations reflect differing paths of evolution and the different degrees of integration in different areas of external policy. The chapter first considers how we should think about the roles of institutions before discussing some of the key ideas about the ways in which the EU's institutions work. It then explores how institutions affect three policy areas: the Common Commercial Policy, development cooperation policy and humanitarian aid, and European foreign policy and security cooperation. It also describes four propositions that explain why institutions matter and shows that that change in EU membership and in the institutional arrangements in the global arena has had important implications for the development of the EU's ‘internal’ institutions.
Chapter
14. The European Council and the Council of the European Union (EU)
This chapter focuses on two European Union (EU) institutions that are principally composed of government representatives: the European Council and the Council of the EU. By virtue of their composition of government representatives (government heads, ministers, and civil servants), both the European Council and the Council of the EU remain part of a hierarchy of EU institutions. The chapter first provides an overview of definitions and distinctions, before discussing the intergovernmentalism of the European Council and how the Council of the European Union helped increase the supranationalism of the EU. It also considers the role of the Committee of Permanent Representatives (COREPER) and various preparatory committees.
Chapter
15. The European Parliament
This chapter focuses on the European Parliament (EP), the one directly elected institution of the European Union. It first provides an overview of the EP’s composition and functions, before discussing the struggle for increased powers within the EP. It then considers debates and research on the EP. The focus of contemporary research on the EP includes political behaviour and EP elections, the internal politics and organization of the EP, and inter-institutional bargaining between the EP, the European Council, and the European Commission. One theme of the academic debate is the extent to which the EP has become an effective independent actor in the affairs of the EU.
Chapter
12. The Institutional Architecture
This chapter examines the pattern of European Union (EU) institutions and the formal rules that govern them. It first considers the Treaties that form the founding ‘constitutional’ documents of the EU, from the Treaty of Paris to the Treaty on Stability, Co-ordination and Governance in the economic and monetary union (EMU), before turning to the main institutions involved in the processes of decision making, namely: the European Commission, the Council of the European Union, and the European Parliament, plus two consultative committees, the Economic and Social Committee and the Committee of the Regions. The chapter proceeds by analysing the Union method of decision making, focusing on the budgetary and legislative procedures, as well as the process on the Common Foreign and Security Policy. It also discusses the implementation of EU decisions once they have been made, and concludes with some reflections on the post-Lisbon institutional architecture of the EU, including differentiated integration.
Chapter
16. The Court of Justice of the European Union
This chapter focuses on the Court of Justice of the European Union (CJEU), which comprises two courts: the CJEU and the General Court. It first provides an overview of the CJEU’s structure and functions, and then discusses some of its main rulings and their significance. It further considers rulings on the powers of the institutions, some key legal judgments made in response to questions referred to the CJEU by national courts, the impact of CJEU rulings on EU policy, and post-Maastricht trends in the CJEU and EU law. It also assesses the evolving political reactions towards the judgments of the Court, along with the debate over whether the member states have been able to effectively curb the CJEU’s radical jurisprudence.
Chapter
4. An Institutional Anatomy and Five Policy Modes
Helen Wallace and Christine Reh
This chapter examines the European Union’s institutional design and how its institutions interact with national institutions in five different policy modes. The chapter first considers the evolving role and internal functioning of the European Commission, Council of the EU, European Council, European Parliament, and Court of Justice of the European Union (CJEU). It also discusses quasi-autonomous agencies, in particular the European Central Bank (ECB), institutionalized control and scrutiny, and non-state actors. The chapter then offers an analysis of five policy modes that capture the different patterns of interaction between the EU and its member states: the classical Community method, the regulatory mode, the distributional mode, policy coordination, and intensive transgovernmentalism.
Chapter
11. Conclusion
Daniel Kenealy, Amelia Hadfield, and Richard Corbett
The EU is extraordinary, complex and—in important respects—unique. This concluding chapter revisits three key themes that can help structure understanding of the EU: experimentation and change; power sharing and consensus; and scope and capacity. It also returns to the question: how can we best explain the EU and how it works? Finally, the chapter confronts the question: ‘Where do we go from here’? Does knowing how the EU works give clues about how it might work in the future? In light of the COVID-19 pandemic will the EU develop in a more intergovernmental or federal manner? Or will the sort of flexible pragmatism that has helped the EU survive to this point characterize the future?
Book
Edited by Dermot Hodson, Uwe Puetter, Sabine Saurugger, and John Peterson
The Institutions of the European Union is the key text for anyone wishing to understand the functions, powers, and composition of the EU’s institutions. Written and edited by a team of leading international experts, the text offers a comprehensive analysis and explanation of all the most important organizations and their roles in the governance and management of the EU. The fifth edition has been substantially revised, featuring a range of newly authored chapters and including coverage of the most important developments affecting the institutions of the European Union as they contend with the changing dynamics of European integration. Up-to-date chapters examine current challenges, including the rise of populism and how it is wielded by politicians to target EU institutions, the climate emergency, and the EU’s bold new policy commitments to make the Union climate neutral by 2050, as well as the response to the COVID-19 pandemic. Authoritative yet accessible, The Institutions of the European Union is the best guide to how institutions work together to provide political direction, manage the European Union, govern policies, and integrate contrasting interests within the EU.
Chapter
2. The history of EU institutions:
seven decades of institutional change
Renaud Dehousse and Paul Magnette
EU institutions have frequently been reformed since the origins of what is now the European Union (EU), and particularly so over the past twenty years. This chapter explains why and how this quasi-constant change has taken place. It begins by identifying five phases in this history: the founding, consolidation, relaunch, adaptation, and the current phase of reaction to functional challenges. The chapter then assesses the respective weight of state interests, ideas, and institutions in the evolution of EU institutions. In retrospect, institutional change in the EU appears to have followed a functionalist logic, leading to complex compromises that, in turn, prompt regular calls for ‘simplification’ and democratization.
Chapter
17. EU institutional politics:
growing wiser?
Dermot Hodson, Uwe Puetter, and Sabine Saurugger
The establishment, consolidation, and transformation of EU institutions—in short, EU institutional politics—is the subject of this book. This chapter asks how the different institutions surveyed are situated along the five dimensions of EU institutional politics: (1) intergovernmental vs supranational; (2) international vs transnational; (3) separate vs fused; (4) followers vs leaders; and (5) legitimate vs contested. We show that while tension between supranational and intergovernmental bodies remains a key dimension of EU institutional politics, the four other institutional dimensions have become more pronounced, especially as the crises facing European integration have become more salient over the past twenty years. These crises have not had a homogenous or unidirectional effect on EU institutional politics. The chapter also looks to the future of EU institutions, including institutional tensions over EU–UK relations after Brexit and the Conference on the Future of Europe.
Chapter
14. Interest Groups and the European Union
Rainer Eising and Julia Sollik
This chapter examines the role of interest groups in European Union (EU) politics. It also considers the way in which the EU institutions influence interest group structures and activities. The chapter begins with an overview of the relationship between the EU institutions and interest groups and the proceddures of lobbying before examining the steps taken thus far to regulate that relationship. It then looks at the evolution and the structure of the interest group system, focusing in particular on two salient aspects: the difference between national and EU organizations; and the difference between specific and diffuse interests.
Chapter
4. Neo-functionalism
Carsten Strøby Jensen
This chapter reviews a theoretical position, neo-functionalism, which was developed in the mid-1950s by scholars based in the United States. The fundamental argument of the theory is that states are not the only important actors on the international scene. As a consequence, neo-functionalists focus their attention on the role of supranational institutions and non-state actors, such as interest groups and political parties, who, they argue, are the real driving force behind integration efforts. The chapter that follows provides an introduction to the main features of neo-functionalist theory, its historical development since the 1950s, and how neo-functionalism is used today.
Chapter
10. Current and Future Challenges
Amelia Amelia, Daniel Kenealy, and Richard Corbett
As it moves into the third decade of the 21st century, the EU faces a number of new and unprecedented challenges–as well as some perennial ones. The chapter opens with a discussion of the challenges posed by the UK’s withdrawal from the EU (Brexit). It goes on to consider how the COVID-19 pandemic has catalysed a series of pre-existing internal and external policy challenges, as well as creating new ones. These in turn have raised questions about various aspects of the EU’s governance, from the size and scope of its budget to the quality of democracy across its member states; from the role of the Commission to decision-making rules in the Council. How well the EU responds to these many challenges will shape the future of the Union.
Chapter
1. Why EU institutions matter:
five dimensions of EU institutional politics
Dermot Hodson, Uwe Puetter, and Sabine Saurugger
The European Union (EU) cannot be understood without reference to its institutions. But scholars differ on the questions of what precisely EU institutions are, what they do, and why they matter. This chapter defines EU institutions as decision-making bodies. It refers to the notion of EU institutional politics as the sphere of informal and formal rules, norms, procedures, and practices that shape such decision-making. The chapter explores how different theoretical traditions—international relations, integration theory, new institutionalism, the separation of powers, governance, public policy and administration approaches, and critical perspectives—think about EU institutions. Drawing on these traditions, this chapter encourages readers to think about EU institutions along five dimensions: intergovernmental versus supranational, international versus transnational, separated versus fused power, leaders versus followers, and contested versus legitimate. Seeing how the Union’s decision-making bodies move within and between these dimensions offers a deeper understanding of why EU institutions matter.
Chapter
6. The European Parliament:
powerful but fragmented
Ariadna Ripoll Servent and Olivier Costa
The European Parliament (EP) symbolizes many of the struggles that characterize the process of European integration and is at the core of many theoretical and empirical debates about representation, accountability, and legitimacy. This chapter draws on a variety of theoretical approaches to explain the complex role the EP plays in the political system of the European Union (EU). It starts with a brief overview of the history and functions of the assembly, followed by a theoretical explanation of its empowerment over time. Then, it determines the extent to which the EP is capable of influencing policymaking, both in legislative and non-legislative domains, as well as for the appointment of the Commission. It presents the political structure of the assembly and underlines the role of parliamentary groups and committees. It discusses the representativeness of the EP and the democratic quality of its internal functioning. Finally, it addresses current and future challenges for the EP.
Chapter
3. The EU’s Institutions
Richard Corbett, Daniel Kenealy, and Amelia Hadfield
It is impossible to understand the EU without a careful study of its key institutions and how they work. This chapter examines the six key institutions of the EU: the European Commission; the Council (of ministers); the European Council; the European Parliament; the Court of Justice of the European Union; and the European Central Bank. The chapter discusses the structures and formal powers of the six institutions and how these powers have evolved in practice over time. While it may be tempting to regard EU institutions as dry and complex, they are also dynamic organisms exercising a unique mix of legislative, executive, and judicial power. The chapter explains why these institutions matter in determining EU politics and policy more generally, focusing on three central themes: the extent to which the EU is an experiment in motion; the importance of power sharing and consensus; and the capacity of the EU structures to cope with the Union’s expanding size and scope.
Chapter
13. Conventional Citizen Participation
Ian McAllister and Stephen White
This chapter examines the most visible and politically important act of conventional citizen participation: turning out to vote in a national election. Patterns of political participation are influenced by a variety of institutional factors, such as the type of electoral system and the number of political parties in a country, along with individual socioeconomic factors such as a person’s educational attainments or income. A particular problem in many previously authoritarian societies is the absence of a diverse civil society, so that the social trust upon which a healthy democracy depends is often absent. The chapter first considers various dimensions of political participation before discussing voter turnout in democratic countries. It then analyses the effects of institutional arrangements such as election rules, the type of electoral system, and the party system on political participation. Finally, it describes some of the factors that determine whether or not citizens participate in politics.
Chapter
15. Institutional Design in New Democracies
Matthijs Bogaards
This chapter focuses on electoral systems and institutional design in new democracies. It first compares Maurice Duverger’s electoral laws with those of Giovanni Sartori before discussing the main insights from the literature on electoral systems in established democracies as well as evidence from new democracies. It then considers the impact of the electoral law on the type of party system and its role as intermediary between society and government in plural societies. It also examines the party system as an independent variable, along with dependent variables such as the number of political parties, social cleavages, and presidentialism. Finally, it discusses consociational democracy and how electoral system design can be used in managing ethnic conflicts.
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