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Chapter

Cover European Integration Theory

11. Normative Political Theory and the European Union  

Richard Bellamy and Joseph Lacey

This chapter highlights the three main positions that have come to dominate the normative debate on the European Union: cosmopolitanism (premised on a social contract between individuals globally), statism (premised on a social contract between states), and, more recently, demoicracy (premised on a social contract between states and all their individual citizens). The main body of the chapter attempts to understand each of these normative perspectives, both as freestanding political theories and as they have been applied to the EU. Proponents of each view maintain that the EU embodies some of the principles that comprise their respective theories, but fall short in other regards. Using each of these three theories to evaluate the European response to the refugee crisis, which peaked in 2015, the authors of this chapter attempt to further illustrate the similarities and differences between them. Final reflections concern directions for future research on political theory and the EU.

Chapter

Cover Politics in the European Union

3. Theorizing Consequences  

This chapter brings together what have usually been presented as separate ‘consequences’ of European integration. First, it examines Europeanization: the process through which domestic politics and polities are changed by their engagement with the EU. Second, it considers three literatures that capture contemporary challenges to integration: a new domestic politicization of the EU; the rise of Euroscepticism; and a questioning of whether the EU is experiencing disintegration. Third, a continuing challenge for the EU has been its democratic legitimacy, and rising Europeanization is linked to questions of legitimacy of the EU amongst the public. This chapter deals with these interrelated phenomena: the EU’s impact on its member states and the issues arising.

Chapter

Cover Origins and Evolution of the European Union

14. The European Union  

A Constitutional Order in the Making

Berthold Rittberger

This chapter examines how the European Union acquired distinctive constitution-like features. It begins with a discussion of three routes to constitutionalization: the first is through changes in the EU's primary law; the second focuses on ‘in between’ constitutionalization; and the third leads directly to the European Court of Justice and its jurisprudence. The chapter proceeds by discussing two developments that have shaped the EU constitutional order almost since the beginning: the emergence of a body of EU law constituting a set of higher-order legal rules, and the consolidation of the constitutional principle of representative democracy. It explains how the supremacy and direct effect of EU law, as well as the EU court's concern with the protection of fundamental rights, helped transform the EU into a constitutional polity. It also considers how the extension of the legislative, budgetary, and other powers of the European Parliament animated the constitutional principle.

Chapter

Cover International Relations and the European Union

9. Legitimate and Democratic? The European Union’s International Role  

Christopher Lord

This chapter examines the legitimacy and democratic control of the European Union's international policies. It first explains why, with whom, and by what standards the EU's international role need to be legitimate before discussing the issue of democratic control involving the European Parliament (EP) and national parliaments. More specifically, it considers the member states' mantra that the legitimacy of EU decisions is ‘founded on the principle of representative democracy’, delivered through the representation of citizens in the EP and national democracies in the European Council, the Councils, and their own national parliaments. It also emphasizes the great variety in the EU's international policy procedures and concludes by assessing how legitimacy might enable or constrain the development of the EU as an international actor.

Chapter

Cover Democratization

21. Post-Communist Central and Eastern Europe  

Christian W. Haerpfer and Kseniya Kizilova

This chapter examines the democratic revolutions that occurred in post-communist Europe since 1989. It first considers the beginning of the decline of communism and the failed attempts to reform communist one-party states from 1970 to 1988 as stage one of democratization. It then discusses the end of communist regimes as the second stage of democratization—between 1989 and 1991. It also looks at stage three of the democratization process, which focuses on the creation of new democracies. The chapter concludes with an assessment of the main drivers of successful democratization in post-communist Europe.

Chapter

Cover Democratization

22. Post-Soviet Eurasia  

Christian W. Haerpfer and Kseniya Kizilova

This chapter examines the democratic revolutions that occurred in post-Soviet Eurasia since 1989. It first considers the beginning of the decline of communism and the failed attempts to reform communist one-party states from 1970 to 1988 as stage one of democratization. It then discusses the end of communist regimes as the second stage of democratization—between 1989 and 1991. It also looks at stage three of the democratization process, which focuses on the creation of new democracies. The chapter concludes with an assessment of the main drivers of successful democratization in post-Soviet Eurasia.

Chapter

Cover Democratization

1. Introduction  

Christian Welzel, Ronald Inglehart, Patrick Bernhangen, and Christian W. Haerpfer

This chapter introduces the new edition of Democratization against the backdrop of a new pessimism about Democracy. It anticipates the major themes pursued in the book by discussing democracy’s persistent culture-boundedness and societal pre-conditions. The chapter concludes by highlighting economic inequality as major threat to democracy while emphasizing democracy’s value for human, political, and social life.

Chapter

Cover Democratization

26. Conclusion: The Future of Democratization  

Christian Welzel, Ronald Inglehart, Patrick Bernhagen, and Christian W. Haerpfer

This chapter summarizes the main insights from the book and sets out the main challenges lying ahead for democracy. It identifies varieties of autocracy and the role of external threats and group hostilities before assessing the possibilities of spreading democracy to new regions, consolidating and improving new democracies, and deepening old democracies.

Chapter

Cover Democratization

14. Political Parties  

Leonardo Morlino

This chapter examines the role of political parties in the processes of democratization, that is, during transition, installation, and consolidation, and the possible phases of democratic crisis. It first considers the definition of a political party within the processes of democratization before discussing how parties can be indispensable for the actual working of democracy. It then explores the actual role of political parties during transitions to democracy and during democratic consolidation, and in different types of crises. It also describes basic patterns of transition to democracy as well as key elements of democratic consolidation, including electoral stabilization and emergence of recurring patterns of party competition. The chapter shows that parties are dominant in the process of transition, even if not always hegemonic.

Chapter

Cover Democratization

19. Southern Europe  

Richard Gunther

This chapter examines the political consequences of different types of regime change in Southern Europe by comparing democratic transitions via ‘elite pacts’ or ‘elite convergence’ with those involving much higher levels of mass mobilization. It begins with overviews of the distinguishing features of the transitions to democracy in Portugal, Greece, and Spain, along with some observations about how the processes of regime transformation affected the conduct of politics for several years after democracy was established. It then considers the relevance of international actors and events, economic factors, as well as social-structural and cultural characteristics to processes of regime change. It also discusses lessons that can be drawn from the experiences of Portugal, Greece, and Spain and shows that the type of regime transition can have a significant impact on the success of democratization.

Chapter

Cover Democratization

25. East Asia  

Doh Chull Shin and Rollin F. Tusalem

This chapter examines the processes of democratization in East Asia over the past two decades. It first provides a historical background on transitions to democracy in the region before assessing the extent to which third-wave democracies have consolidated by appraising the quality of their performances. Analyses of Freedom House and the World Bank data show that the East Asian region has been slow in responding to the surging wave of global democratization in terms of not only transforming authoritarian regimes into electoral democracies, but also consolidating electoral democracies into well-functioning liberal democracies. The Asian Barometer surveys, on the other hand, reveal that the mass citizenries of China and Singapore endorse their current regime as a well-functioning democracy, and are not much in favour of democratic regime change in their country. The chapter concludes with a discussion of prospects for democratic regime change in China and Singapore.

Chapter

Cover Democratization

8. The Political Economy of Democracy  

Patrick Bernhagen

This chapter examines the relationship between democratization and the economy. It first provides an historical overview of the emergence of capitalist democracy before discussing some general problems of the relationship between democracy and capitalism, highlighting the main areas in which the two systems condition each other. It then considers the role of business in democratizing countries, and more specifically the role of business actors in the transition to democracy. It also explores the intricacies of combining major political and economic reforms. Some key points are emphasized; for example, capitalism focuses on property rights while democracy focuses on personal rights. Furthermore, capitalism produces inequality, which can both stimulate and hamper democratization.

Book

Cover European Union Politics

Edited by Michelle Cini and Nieves Pérez-Solórzano Borragán

European Union Politics is the most complete and issues-led introductory textbook on the European Union. Alongside rigorous coverage of the theory, institutions, and policies of the EU, the book engages with contemporary debates, and current crises. The seventh edition has been substantially updated, with significantly revised chapters on Brexit and the CJEU, as well as two new chapters covering the EU response to the COVID-19 pandemic, and the European migration and refugee crisis. The text’s accessible writing style makes it the ideal starting point for anyone wishing to fully understand the workings of this complex and ever-evolving system. Throughout the book, students are supported by helpful learning features, including key points, questions, and examples.

Chapter

Cover Democratization

5. Long Waves and Conjunctures of Democratization  

Dirk Berg-Schlosser

This chapter focuses on the history of democratization since the late eighteenth century. It introduces the concepts of ‘waves’ (trends) and ‘conjunctures’ (briefer turmoils) and delineates the major developments in this respect. In this way, the major long-term and short-term factors leading to the emergence and breakdowns of democracies are also highlighted. The first long wave occurred during the period 1776–1914, followed by the first positive conjuncture in 1918–19, the second long wave (with some intermittent turbulences) in 1945–88, and the latest conjuncture in 1989–90. The chapter identifies the main ingredients to democratization throughout history, namely: republicanism, representation, and political equality. It concludes by considering some of the current perspectives and dangers for the future of democracy.

Chapter

Cover Democratization

24. Sub-Saharan Africa  

Michael Bratton

This chapter examines efforts to introduce multi-party politics into Sub-Saharan Africa during the 1990s. It first considers regime changes in the region and shows that they result from the ‘conjuncture’ of various forces. Some of these forces are structural—such as the decline of African economies, the end of the Cold War—but political actors produce others, like incumbents’ concessions, opposition protests, and military withdrawals from politics. With reference to various African examples, the chapter emphasizes the important role played by certain structural conditions in transitions to democracy during the 1990s, but suggests that outcomes more often hinged on purposive political action. It also analyses the quality of resultant African regimes and concludes by identifying several fundamental constraints on further democratization including endemic poverty and weak states.

Chapter

Cover Democratization

7. The International Context  

Hakan Yilmaz

This chapter examines the major theoretical approaches to the issue of the international context of democratization. In particular, it considers democratization by means of ‘convergence’, ‘system penetration’, ‘internationalization of domestic politics’, and ‘diffusion’. It also discusses the principal dimensions of the international context, namely, the democracy promotion strategies of the United States and the European Union. The term ‘conditionality’ is used to describe the democracy promotion strategy of the EU. In the case of the United States, its leverage with respect to democracy promotion has been undermined by its military intervention and violation of human rights. The chapter concludes with an analysis of the effects of globalization and the formation of a global civil society on democratization.

Chapter

Cover European Union Politics

9. Democracy and Legitimacy in the European Union  

Stijn Smismans

This chapter discusses the extent to which decision-making in the European Union can be considered democratic and legitimate, clarifying the concepts ‘democracy’ and ‘legitimacy’. The European democratic deficit became an important issue of debate only after the Maastricht Treaty transferred considerable powers to the EU. The main solution has been inspired by the parliamentary model of democracy and involves strengthening the European Parliament (EP), while also paying attention to the role of national parliaments and regional and local authorities. The chapter considers different stages of policy-making and different modes of governance, transparency and the role of civil society, and discusses wider issues associated with the democracy and legitimacy of the Union, such as the impact of the Constitutional Treaty and the Lisbon Treaty. The chapter concludes by warning that three main crises—the economic, migration, and security crises—have revived nationalist and populist movements exacerbating the challenges to the EU’s legitimacy.

Chapter

Cover The European Union

10. Current and Future Challenges  

Amelia Amelia, Daniel Kenealy, and Richard Corbett

As it moves into the third decade of the 21st century, the EU faces a number of new and unprecedented challenges–as well as some perennial ones. The chapter opens with a discussion of the challenges posed by the UK’s withdrawal from the EU (Brexit). It goes on to consider how the COVID-19 pandemic has catalysed a series of pre-existing internal and external policy challenges, as well as creating new ones. These in turn have raised questions about various aspects of the EU’s governance, from the size and scope of its budget to the quality of democracy across its member states; from the role of the Commission to decision-making rules in the Council. How well the EU responds to these many challenges will shape the future of the Union.

Chapter

Cover Democratization

10. Gender and Democratization  

Pamela Paxton and Kristopher Velasco

This chapter examines the role of gender in democracy and democratization. It first considers how gender figures in definitions of democracy, noting that while women may appear to be included in definitions of democracy, they are often not included in practice. It then explores women’s democratic representation, making a distinction between formal, descriptive, and substantive representation. Women’s formal political representation is highlighted by focusing on the fight for women’s suffrage, whereas women’s descriptive representation is illustrated with detailed information on women’s political participation around the world. Finally, the chapter discusses the role of women in recent democratization movements around the world.

Chapter

Cover Democratization

11. Social Capital and Civil Society  

Natalia Letki

This chapter examines the role of civil society and social capital in democratization processes. It begins by reconstructing the definitions of civil society and social capital in the context of political change, followed by an analysis of the ways in which civil society and social capital are functional for the initiation and consolidation of democracies. It then considers the relationship between civil society and attitudes of trust and reciprocity, the function of networks and associations in democratization, paradoxes of civil society and social capital in new democracies, and the main arguments cast against the idea that civic activism and attitudes are a necessary precondition for a modern democracy. The chapter argues that civil society and social capital and their relation to political and economic institutions are context specific.