This chapter examines the evolution of the European Union's relations with the United States. More specifically, it looks at the ways in which EU–US relations enter into the international relations of the EU as well as the implications for key areas of the EU's growing international activity. The chapter begins with an overview of the changing shape and focus of the EU–US relationship as it enters into economic, political, and security questions. It then considers the impact of EU–US relations on the EU's system of international relations, on the EU's role in the processes of international relations, and on the EU's position as a ‘power’ in international relations. It shows that the EU–US relationship has played a key (and contradictory) role in development of the EU's foreign policy mechanisms.
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This chapter examines the European Commission’s functions and structure, along with its role in policy making. The Commission initiates legislation, may act as a mediator, manages some policy areas, is guardian of the Treaties, is a key actor in international relations, and the ‘conscience of the European Union’. The chapter proceeds by discussing the debate on the extent to which the Commission is an autonomous political actor or simply an agent of the member states. Finally, it analyses the increasing challenges faced by the Commission in securing effective implementation of EU policies and its response to concerns over its financial management of EU programmes.
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This chapter examines the problem of coherence in the European Union's international relations. The EU consists of an extremely complex system of institutional structures. One of the implications of this complexity is coherence, or the ambition and necessity to bring the various parts of the EU's external relations together to increase strategic convergence and ensure procedural efficiency. The chapter first provides a historical overview of the concept of coherence and the debates around it before discussing different conceptual dimensions of coherence. It then describes the neutral, benign, and malign ‘faces’ that coherence assumes in political and academic debates. Based on this conceptual framework, the chapter explores the current legal basis of the Treaty of Lisbon as well as the EU's comprehensive approach to external action in crises and conflicts as one of the key political initiatives aimed at fostering the objectives laid down in primary law.
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Daniel Kenealy, John Peterson, and Richard Corbett
This chapter considers the impact of the United Kingdom’s (UK’s) decision to leave the EU. In June 2016, the UK held a referendum on continuing its EU membership. The UK voted to leave the EU by a narrow margin, but one large enough for its new Prime Minister (after David Cameron, who called the referendum, resigned), Theresa May, to call ‘Brexit’ (the process of Britain exiting the EU) ‘the settled will of the British people’. The result sent shock waves across Europe. This chapter seeks to explain how and why the Brexit vote occurred and what might happen—both to the UK and to the EU—as a result. Possible outcomes of the negotiations on Brexit are considered with a view to assessing their impact on the UK, the EU, and the future of European integration.
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This chapter examines the components that constitute the Council system: the European Council and the Council of the EU (henceforth ‘the EU Council’ or simply ‘the Council’). Together, these institutions (the European Council and EU Council) form the part of the Union that unabashedly represents national interests in the European integration process. The EU Council is thus a site of intense negotiation, compromise-building, and at times acrimonious disagreement among the member states. Confusing to many academics and observers alike, the EU Council is not a single body, but rather a composite of national officials working at different levels of political seniority and policy specialization. From the heads of state and government, to the ministers, and all the way down the ladder to the expert-level fonctionnaires (officials), the EU Council and the European Council embed governments of the EU into a networked club of collective decision-making that deeply penetrates into the national capitals and domestic politics of the member states. In authority, scope, and procedural methods the Council system represents the most advanced, intensive forum of international cooperation between sovereign nation states in the modern world.
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14. The European Union
A Constitutional Order in the Making
Berthold Rittberger
This chapter examines how the European Union acquired distinctive constitution-like features. It begins with a discussion of three routes to constitutionalization: the first is through changes in the EU's primary law; the second focuses on ‘in between’ constitutionalization; and the third leads directly to the European Court of Justice and its jurisprudence. The chapter proceeds by discussing two developments that have shaped the EU constitutional order almost since the beginning: the emergence of a body of EU law constituting a set of higher-order legal rules, and the consolidation of the constitutional principle of representative democracy. It explains how the supremacy and direct effect of EU law, as well as the EU court's concern with the protection of fundamental rights, helped transform the EU into a constitutional polity. It also considers how the extension of the legislative, budgetary, and other powers of the European Parliament animated the constitutional principle.
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This chapter focuses on the Court of Justice of the European Union (CJEU), which comprises two courts: the CJEU and the General Court. It first provides an overview of the CJEU’s structure and functions, and then discusses some of its main rulings and their significance. It further considers rulings on the powers of the institutions, some key legal judgments made in response to questions referred to the CJEU by national courts, the impact of CJEU rulings on EU policy, and post-Maastricht trends in the CJEU and EU law. It also assesses the evolving political reactions towards the judgments of the Court, along with the debate over whether the member states have been able to effectively curb the CJEU’s radical jurisprudence.
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Simon Duke and Sophie Vanhoonacker
This chapter focuses on the European Union as a subsystem of international relations. It examines the following questions, taking into account the historical context in which EU foreign policy has developed as well as the theoretical pluralism that has characterized its study. First, how has the EU dealt with its own international relations internally? Second, what are the ideas and principles underlying EU foreign policy? Third, what is the EU's collective action capacity in relation to the rest of the world? The chapter illustrates interstate dynamics as a result of European integration by focusing on the cases of France, Germany, and Benelux (Belgium, the Netherlands, and Luxembourg). It also considers the EU's international identity and its role as a collective actor.
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John Peterson and Dermot Hodson
This chapter examines what is enduring about the character of the European Union institutions, however fragile the wider political process of European integration seems to be. It also considers where the EU as an institutional system has been and where it is going. The chapter begins by discussing the interdependence of EU institutions, noting that they are obliged to work together to deliver collective governance even as they and European governments try to solve multiple crises that sap political time and attention. It then explores the problems faced by the EU’s institutional system with respect to leadership, management, and integration of interests, along with the Community method. It concludes with an assessment of the accountability conundrum: how the EU institutions, in the absence of a truly European polity, can become more accountable to citizens and thus a more legitimate level of governance.
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Michelle Cini and Nieves Pérez-Solórzano Borragán
This chapter comprises a very brief introduction to European Union (EU) politics. It aims to help those students who are completely new to the EU by drawing attention to some general (background) information and context which helps to make sense of the chapters that follow. To that end the chapter begins by questioning whether the EU is ‘in crisis’. It goes on to reflect on what the EU is, why it was originally set up, who has and can join, who pays (and how much), what the EU does, and what role citizens play in the EU. The chapter ends by explaining how the book is organized.
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Tanja A. Börzel and Diana Panke
The first section of the chapter explains what Europeanization means and outlines the main approaches to studying this phenomenon. The second section describes why this concept has become so prominent in research on the European Union (EU) and its member states. In the third section, the chapter reviews the state of the art with particular reference to how the EU affects states (‘top-down’ Europeanization). It illustrates the theoretical arguments with empirical examples. Similarly, the fourth section examines how states can influence the EU (‘bottom-up’ Europeanization) and provides some theoretical explanations for the empirical patterns observed. This is followed by a section that presents an overview of research that looks at linkages between bottom-up and top-down Europeanization, and considers the future of Europeanization research with regard to EU’s recent and current crises and challenges. The conclusion argues that Europeanization, despite the crises the EU has been facing, will remain an important field of EU research for the foreseeable future.
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John Peterson and Niklas Helwig
This chapter examines the European Union’s Common Foreign and Security Policy (CFSP). The CFSP seeks to combine the political weight of EU member states in the pursuit of common goals. However, European foreign policy must integrate a wide range of other policies to be effective. Likewise, any assessment of the EU’s role in global affairs must consider CFSP as one policy within a broader external relations toolkit. This chapter highlights the CFSP’s relative youth (compared to other EU policies), mixed record, and uncertain future. It first provides an overview of the origins of CFSP institutions before discussing the evolution of the CFSP structures. It then describes the CFSP’s instruments and powerss, the EU’s foreign policy record, and the institutions in context. It also looks at theoretical accounts of the CFSP, including institutionalism.
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9. The Budget
Who Gets What, When, and How?
Brigid Laffan and Johannes Lindner
This chapter examines the European Union’s budgetary procedures with an eye towards elucidating the characteristics of budgetary politics and policy-making. Where EU money comes from, how it is spent, and the processes by which it is distributed are the subjects of intense political bargaining. Budgets matter politically, because money represents the commitment of resources to the provision of public goods and involves political choices across sectors and regions. The chapter first provides a thumbnail sketch of the EU budget before looking at the major players involved in the budgetary process. It then considers budgetary politics over time, focusing on two phases, one dominated by budgetary battles and other by ordered budgetary decision-making. It also discusses the relevant provisions of the Treaty of Lisbon with respect to budgetary procedures and concludes with an assessment of the budget review and how the EU manages a larger budget.
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John Peterson, Daniel Kenealy, and Richard Corbett
The EU is extraordinary, complex and—in important respects—unique. This concluding chapter revisits three key themes that guide understanding of the EU: experimentation and change; power sharing and consensus; and scope and capacity. It also returns to the question: how can we best explain the EU and how it works? The chapter reviews leading theoretical approaches and identifies what each approach claims is most important to explain about the EU, and why. Finally, the chapter confronts the question: ‘Where do we go from here’? Does knowing how the EU works give us clues about how it might work in the future?
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Charlotte Burns
This chapter focuses upon the European Parliament (EP), an institution that has seen its power dramatically increase in recent times. The EP has been transformed from being a relatively powerless institution into one that is able to have a genuine say in the legislative process and hold the European Union’s executive bodies (the Commission and Council, introduced in Chapters 9 and 10) to account in a range of policy areas. However, increases in the Parliament’s formal powers have not been matched by an increase in popular legitimacy: turnout in European elections is falling. Thus, while the EP’s legislative power is comparable to that enjoyed by many national parliaments, it has struggled to connect with the wider European public. The chapter explores these issues in detail. In the first section, the EP’s evolution from talking shop to co-legislator is reviewed; its powers and influence are explained in the next section; the EP’s internal structure and organization are then discussed with a focus upon the role and behaviour of the political groups, and finally, the European Parliament’s representative function as the EU’s only directly elected institution is discussed.
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Simona Guerra and Hans-Jörg Trenz
This chapter provides an overview of trends in public opinion toward the European Union. The chapter also discusses the key factors thought to explain differences in mass opinion regarding the EU. These include political economy and rationality; that is, opinions stemming from calculations about the costs and benefits of the EU; perceptions of the national government (domestic proxies); the influence of political elites; political psychology, including cognitive mobilization (attentiveness to politics) and concerns about the loss of national identity; and finally, the role of the mass media in driving opinions regarding the EU.
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Daniel Kenealy, John Peterson, and Richard Corbett
This introductory chapter discusses the practical and analytical reasons for studying the European Union. It also considers some of the main conceptual approaches to understanding the EU: international relations approaches; the comparative politics approach; the sociological/cultural approach; and the public policy approach. Furthermore, it outlines three broad themes that help the reader make sense of the EU: experimentation and change; power sharing and consensus; and scope and capacity. Finally, it provides an overview of the chapters that follow, which cover topics ranging from an historical overview of the EU’s development to the EU’s relations with the wider world, EU enlargement, the EU’s foray into security policy, and the EU’s growing role as a global actor.
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Brigid Laffan
This chapter focuses on the member states of the European Union. It first considers six factors that determine how a state engages with the EU: the date of entry, size, wealth, state structure, economic ideology, and integration preference. It then examines how member states behave in the EU’s institutions and seek to influence the outcome of negotiations in Brussels. It also discusses the informal and formal activities of the member states before concluding with an overview of the insights offered by theory in analysing the relationship between the EU and its member states. The chapter clarifies some key concepts and terms such as Europeanization, acquis communautaire, and flexible integration, and explains how the EU’s intergovernmental conferences work.
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This chapter examines the range of critical perspectives now applied to the European Union, including social constructivism, critical political economy, critical social theory, critical feminism, and post-structuralism. These critical—often termed ‘post-positivist’—approaches emphasize the constructed and changeable nature of the social and political world. Many such approaches reject the notion that social reality can be objectively observed and argue that various agents, including policy actors and scholars themselves, are involved in its construction. They highlight the less obvious manifestations of power that pervade the interrelated worlds of political action and political theorizing. It is important to consider why these more critical perspectives have been absent for so long within mainstream studies of the EU.
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Sophie Vanhoonacker and Karolina Pomorska
This chapter examines the institutional context of the European Union's international relations. EU institutions such as the Council, Commission, European Parliament, and the Court of Justice play substantially different roles depending on the policy area. Such variations reflect differing paths of evolution and the different degrees of integration in different areas of external policy. The chapter first considers how we should think about the roles of institutions before discussing some of the key ideas about the ways in which the EU's institutions work. It then explores how institutions affect three policy areas: the Common Commercial Policy, development cooperation policy and humanitarian aid, and European foreign policy and security cooperation. It also describes four propositions that explain why institutions matter and shows that that change in EU membership and in the institutional arrangements in the global arena has had important implications for the development of the EU's ‘internal’ institutions.